Senior Compliance Officer (AML)
Trinity Search Limited
Hong Kong, Hong Kong

Responsibilities :

  • Provide compliance advice and support business initiatives
  • Ensure AML compliance level with local rules and regulations as well as keeping abreast of company policies
  • Supervise or coach junior staff in the team to plan, execute and manage AML related projects
  • Manage relationship with the relevant Exchanges and Regulators, handle regulatory reporting, inquiries and inspections
  • Review sales and marketing materials on various products and services
  • Deliver in-house compliance training
  • Handle day-to-day AML compliance related matters, e.g. providing AML compliance advisory to business units / operation, conducting AML / KYC checking, handling AML monitoring and trade surveillance and STR reporting
  • Requirements :

  • Undergraduate Degree in Law, Accountancy, Finance, or related disciplines
  • Minimum 3-5 years of AML compliance and trade surveillance experience, experience of FATCA and CRS is a plus
  • Professional qualification on AML such as ACAMS, AAMLP is an advantage
  • Good understanding of AML laws and regulations, SFC codes and regulatory requirements
  • Self-motivated, independent, able to communicate effectively at all levels
  • Strong communication and analytical skills as well as high degree of professional maturity
  • Excellent verbal and written communication skills both in Chinese and English, proficiency in Mandarin is a plus.
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