Provide compliance advice and support business initiatives
Ensure AML compliance level with local rules and regulations as well as keeping abreast of company policies
Supervise or coach junior staff in the team to plan, execute and manage AML related projects
Manage relationship with the relevant Exchanges and Regulators, handle regulatory reporting, inquiries and inspections
Review sales and marketing materials on various products and services
Deliver in-house compliance training
Handle day-to-day AML compliance related matters, e.g. providing AML compliance advisory to business units / operation, conducting AML / KYC checking, handling AML monitoring and trade surveillance and STR reporting
Undergraduate Degree in Law, Accountancy, Finance, or related disciplines
Minimum 3-5 years of AML compliance and trade surveillance experience, experience of FATCA and CRS is a plus
Professional qualification on AML such as ACAMS, AAMLP is an advantage
Good understanding of AML laws and regulations, SFC codes and regulatory requirements
Self-motivated, independent, able to communicate effectively at all levels
Strong communication and analytical skills as well as high degree of professional maturity
Excellent verbal and written communication skills both in Chinese and English, proficiency in Mandarin is a plus.
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