As a Transaction Processing Manager, you'll be responsible for the daily workflow for Equities (Broking) & Fixed Income (GMO) i.
e. "HK BD Settlements" :
Operational management and control of the daily workflow through the life cycle & Strong knowledge of digital tools such as Xceptor, Alteryx, Tableau etc.
to drive digital agenda.
Maximize team capacity through effective resource planning & ensure team structure is robust through effective training & succession planning.
Ensure all daily controls & processing are signed off including cash and stock break, event management, as well as all key metrics are produced.
Provide direction & leadership to the team.
Provide effective communications to the department, ensuring staff are aware of strategic and / or regulatory changes in the organization.
Ensure Standard Operating Procedures (SOPs) are in line with new policies & ongoing risk management activities etc.
Contribute to the strategic development of various equities Cash agency, Prime, DCC & HK / China Connect products.
This role requires a wide variety of strengths and capabilities, including :
Operational subject matter expertise in Reconciliations, Settlements, Risk and Control, Markets and Custody.
Strong knowledge of digital tools such as Xceptor, Alteryx, Tableau etc. to drive digital agenda.
Strong people management skills, ability to lead and motivate team / managers.
Strong & confident relationship management / communicator with stakeholders such as MO, Business / product, Finance, client settlements team, external parties including regulators.
Strategic thinker, able to review and implement process improvements.
Strong ability to learn ongoing stream of new markets, products, and processes.
Strong risk and control awareness, ability to effectively priorities workloads and work to critical deadlines.
Bachelor’s degree or equivalent minimum.
Proficient in Microsoft Office products including Word, Excel, Access, and Outlook