COLM Advisor
Credit Suisse
Hong Kong, Hong Kong, Hongkong

We Offer

Private Banking Client Onboarding team (PB COB) in Business Processing Services (BPS) is a one stop shop that supports Front Office with the relationship onboarding and account lifecycle management processes, from account opening, maintenance to account closure.

This role will be focused on the execution of Client Due Diligence advisory in the Client Onboarding process for the Private Banking business in APAC division, and ensuring new client accounts are on-

boarded in accordance to the Bank’s policies, standards, and applicable local legal and regulatory requirements. Client Onboarding Advisor is required to :

  • Act as Subject Matter Expert in guiding Front Office on their new account opening requests which inter alia includes KYC, SOW, SoW plausibility assessment and corroboration, Source of Funds, Clients Risk Assessment perspective to ensure all accounts satisfy the required regulatory and policy standards
  • Ensure applicable global and regional Know-Your-Customer (KYC) and Client Due Diligence standards are appropriately implemented and applied locally
  • Escalate higher risk matters or regulatory questions to the Financial Crime Compliance team
  • Provide pre-onboarding advisory support to Relationship Managers in Private Bank, in view of establishing highest levels of quality upfront and getting it right first time.
  • Uphold the highest standards of control, always keeping data integrity in mind while carrying out day-to-day tasks
  • Stay relevant with the latest regulatory, policy and procedural requirements
  • Take ownership of relevant procedural documentation and ensure procedures are updated on a timely basis
  • Provide support for any regulatory or audit exercises
  • To prepare and conduct training on client onboarding processes as required
  • Deliver continuous process improvements, in view of the changing operating and regulatory environment
  • You Offer

  • At least 2-4 years of relevant experience in Client Due Diligence, Know-Your-Customer (KYC) or Anti Money Laundering (AML) experience in Banking & Finance (Private Banking / Wealth Management experience preferred)
  • Strong understanding of AML / CFT regulations and requirements in Asia-Pacific countries, mainly for Hong Kong and international AML standards (e.
  • g. FATF, Wolfsberg); knowledge about Singapore regulations / requirements would be an added advantage

  • University graduate with Bachelor of Law / Accounting / Business / Economics / Finance and related academic qualification
  • Competencies :

  • Fluent in English, Cantonese and Mandarin
  • Pro-active and self-starter, with a can-do attitude

  • Strong analytical ability, and a problem solver with the ability to think out of the box
  • Team-player, committed to service delivery excellence and always having the bank and clients' best interests in mind
  • Ability to develop and maintain productive relationships with key internal clients including business, operations and colleagues in Compliance and Regulatory Affairs, etc.
  • Good written, verbal and interpersonal communications skills
  • Ability to multi-task and prioritize
  • Ability to work under pressure
  • Ability to drive open work to completion
  • Competent in using MS Office software, particularly Excel and Word
  • 申請
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