Consultant/ Senior Consultant, Regulatory Compliance & Risk
Synpulse Schweiz AG
Hong Kong

Responsibilities :

  • Conduct research, data collection and analysis on the needs and issues of the client through interviews and workshops to translate their requirements into well-formulated solutions
  • Present findings and recommendations to the client using business proposals and presentation decks
  • Be familiar with origination & operational control framework
  • Facilitate the identification, assessment, measurement, mitigation and monitoring of business and operational risk in the assigned areas
  • Support design and formulate controls implementation
  • Support testing and assessment to validate the control effectiveness
  • Organize and conduct review on the documentation, process, policies and guidelines to identify potential gaps against existing controls performed by first line, second line of defences
  • Prepare regular / ad hoc MIS and internal control assessment / gap analysis reports and recommend rectification or remedial actions to be taken.
  • Prepare materials and deliver coaching, briefing and presentation to reinforce staff knowledge of policies, guidelines and operation procedures and promote staff risk and control awareness.
  • Close interaction with clients through regular project updates and networking
  • Support team members with other project activities
  • More experienced candidates will have these additional responsibilities :

  • Independently drive the success of a work stream by directing activities, ensuring high quality deliverables, and timely submissions
  • Manage a team of consultants by defining meaningful work packages, managing activities, and through mentorship
  • Conduct interviews and workshops with clients to translate their requirements into well-formulated solutions
  • Participate in business development activities including topic development, proposal preparation, sales presentations, and contract negotiation
  • Requirements :

  • Degree holder
  • 3-6 years of experience in the private banking, consulting, and / or technology industry
  • Experience in Project Management within Private Banking in Business Risk, Regulatory Management and Compliance topics (knowledge on Investment Suitability, Fraud Risk Management, Client Due Diligence, Pricing Disclosure)
  • Good understanding of Business Risk Controls Framework and Operational Risks, with good understanding of business, impact of regulations to the business, and know-how in terms of implementation
  • Familiarity with MAS and HKMA / SFC regulations preferred
  • Good understanding of data analysis and statistics
  • Able to work independently with minimal supervision
  • Capable of applying technology principles to business
  • Excellent spoken and written English
  • Highly analytical and structured in problem solving; able to quickly understand complex situations
  • Excellent presentation and communication skills with clients and colleagues
  • Possess an entrepreneurial spirit and team leadership skills
  • Kindly submit the following documents along with your application :

  • Motivation letter - Include your notice period
  • Resume
  • Transcripts (Bachelor and above)
  • Recommendation letter (Optional)
  • 报告这项工作

    Thank you for reporting this job!

    Your feedback will help us improve the quality of our services.

    通過點擊“持續”,我允許neuvoo同意處理我的數據並向我發送電子郵件提醒,詳見neuvoo的 隱私政策 。我可以隨時撤回我的同意或退訂。