Enterprise Testing Senior Associate
Wells Fargo
Hong Kong, Central and Western District
5天前

Job Description

Wells Fargo’s Enterprise Testing is seeking a highly motivated individual for an Officer position in Process Testing. This role, as part of the Bank’s Enterprise Compliance organization, is expected to lead Process Testing engagements and support issue validation across all Line of Businesses in Asia Pacific where Wells Fargo is active.

include :

  • Lead the planning, execution and reporting of the Process Testing engagements across all Line of Business as well as Corporate Functions, and validate the Bank’s issue remediation in APAC.
  • Involves in the annual planning and execution of the Process Testing program in APAC to assess the Bank’s control environment.
  • Works with other Second Line of Defense functions and business units to help the team in APAC to maintain an up-to-date view on the Bank’s risk landscape in the region.
  • Provide credible challenge and evaluate the adequacy and effectiveness of policies, procedures, processes and internal controls.
  • Assist with the continuous improvement of the team’s infrastructure to enhance the team’s risk assessment and testing capabilities.
  • Team members support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company.

    They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.

    There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.

    Market Skills and Certifications

    Requirements :

  • Minimum 10 years in Audit with demonstrated experience in preferably banks or other financial services.
  • Prior experience in full-cycle of audit, including audit planning, audit execution (e.g. process walkthrough, risk identification, audit scoping, control testing etc.
  • issue discussion and reporting, is an advantage.

  • Experience with application of Data Analytics / CAATs in audits is a plus.
  • Working knowledge of regulatory compliance is a plus.
  • Ability to operate in a complex, matrix environment and regulatory pressured environment.
  • Strong written and verbal communications.
  • Good interpersonal skills, able to develop strong relationships and experience working in an international organization.
  • Demonstrated ability to work independently, self-starter and self-motivated to work in a changing environment.
  • We Value Diversity

    At Wells Fargo, we believe in diversity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national or ethnic origin, age, disability, religion, sexual orientation, gender identity or any other status protected by applicable law.

    We comply with all applicable laws in every jurisdiction in which we operate.

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