Compliance & AML Officer – Regulatory
Hong Kong

What you’ll do

  • Serve as local compliance officer / anti-money laundering officer for Hong Kong and primary contact vis-à-vis all Hong Kong regulator(s)
  • Work on and project manage license renewals and / or any future regulatory applications in Hong Kong
  • Proactively identify compliance obligations based on financial and payments rules and regulations in Hong Kong
  • Translate identified obligations into relevant Policies and Procedures to be communicated and implemented for Hong Kong
  • Manage regulatory reporting requirements for Hong Kong and assist with any regulatory-related requests
  • Take ownership of AML monitoring for APAC (with a focus on compliancy related risks)
  • Ad-hoc analysis of and investigations into merchants’ compliance risk profile
  • Reviewing AML alerts, conducting investigations and recommending decision outcomes
  • Manage STR lodgements for APAC markets (including Hong Kong and others)
  • Collaborating on non-compliancy situations with support / account managers
  • Identifying and improving gaps in our monitoring and operational risk-control efforts, including setting up of new processes to monitor our merchant profile
  • Who you are

  • You will have at least 4 years’ experience in a regulatory and / or second line compliance function
  • You will have sound working knowledge around the AML / CFT rules for Money Service Operators in Hong Kong
  • You have some experience with monitoring compliance for AML / CFT obligations and mitigating ML / TF risks
  • Your knowledge of the finance and / or payment industry will be well established
  • You are fully proficient in English and native level Cantonese (spoken & written)
  • You will have some working experience in an international organization or MNC
  • You will be an analytical thinker who can both set, and monitor, on relevant policies required to ensure controlled and sustainable growth
  • You will have solid inter-personal skills, specifically you will be able to liaise with a variety of internal and external stakeholders and Merchants from varying disciplines and cultures
  • Your strong sense of initiative and self-motivation will add value to a fast-growing business
  • Due to Covid-19 and border restrictions, you must already be residing in Hong Kong
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