Legal Counsel - Wealth Management
BNP Paribas
Hong Kong
2天前

Position Purpose

Provide legal advice and support as required over full range of business activities of BNP Paribas Group according to the following scope :

Territorial Coverage : Principally Hong Kong but also providing support (other than local law advice) to territories in APAC

Business Line / Function Coverage : Wealth Management

Key Responsibilities

  • Ensure legal support as required by Wealth Management Hong Kong (if necessary for APAC) is provided
  • Monitor and ensure changes in laws and regulations which affect Wealth Management business are identified and considered
  • Ensure internal training on Legal issues is provided to Wealth Management and other stakeholders, as necessary
  • Ensure regular reports in relation to Wealth Management matters are prepared promptly and accurately
  • Managing external lawyers
  • Ensure litigation (if any) is monitored and managed closely together with the litigation team
  • Technical and Behavioral Competencies required

    We are looking for a candidate with good knowledge of Wealth Management matters, with excellent communication skills, who can manage complex workloads and tight deadlines and, in particular :

  • Good knowledge of credit lending structures, loan and security documentation
  • Good knowledge of investment products, and regulatory requirements in relation to the distribution of investment products to Wealth Management clients
  • Good knowledge of laws and regulations and regulatory requirements both locally (and preferably also those in Europe) applicable to Wealth Management business and financial services
  • Good knowledge on cross border issues
  • Experienced in dealing with regulators
  • Solid drafting and negotiation skills
  • Effective interpersonal and communication skills
  • In-house experience in respect of Wealth Management matters preferred
  • Fluent in English and Chinese, also with the ability to read and write Chinese
  • Specific Qualifications Required

  • Legally qualified in Hong Kong, with PQE of minimum 5-7 years
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