Role is a key member of the GC Coverage MBM team, which handles and performs all market risk management and control tasks, prepares management control reports, and supports PB COO and Front in the implementation of regulatory processes and remediations (total around 460 staff).
Examples of the tasks performed include (non extensive) :
Monitors Background Reports ensuring completion on due date
Monitors DDCR progress ensuring completion on due date
Monitors for completion of Quarterly Profile / Portfolio alerts
Ensure OWL (Outstanding Work List) are completed and approved on time
Monitor and track Pending Documents
Ensuring completion of regulatory Trade Blotters by RMs / ARMs
Daily monitoring to ensure Late Trades are inputted to avoid CNR breaches for the branch
Monitors completion of Critical Client Review for GC markets
Collaborates with various remediation project teams to ensure timely completion by the Front (eg. AEI, COI, SoW)
You have knowledge and experience in risk and control frameworks.
You preferably have more than 5 years of experience in Financial Services.
Your experience in a Risk organization (Audit, Compliance, Business / Operational Risk) is preferred.
Your Excel (e.g., pivot tables, VLOOKUP), PowerPoint, Word, and SharePoint skills are a requirement.
You are highly motivated, able to work in both team and independent situations, with flexibility to take on tasks that are not necessarily wholly within the written scope of the function.
You have strong communication and interpersonal skills; comfortable dealing directly with senior internal clients and partners.
You are able to communicate effectively in all forms of communication (e.g. email, presentation).
You have positive personality with a hunger to learn and grow within the PB organization.
You are fluent in Cantonese, English and Mandarin. This is due to catering Chinese clients.