VP, Testing Specialist (Enterprise Independent Testing)
Bank of America Corporation
Hong Kong
3天前

About Bank of America Merrill Lynch :

Our purpose as a firm is to make financial lives better, through the power of every connection. Across the world, we partner with leading corporate and institutional investors through our offices in more than 40 countries.

In the U.S alone, we serve almost all Fortune 500 companies and approximately 59 million consumers and small-business customers.

We provide a full suite of financial products and services, from banking and investments to asset and risk management. We cover a broad range of asset classes, making us a global leader in corporate and investment banking, sales and trading.

Connecting Asia Pacific to the World

Our Asia Pacific team is spread across 23 offices in 12 markets. We are focused on connecting Asia to the world and the world to Asia, using our global expertise to ensure success is shared between us, our clients and our communities.

Our regional footprint covers 12 currencies, more than a dozen languages and five time zones, placing us firmly among the region’s leading financial services companies.

Bank of America Merrill Lynch is committed to attracting, recruiting and retaining top diverse talent from across the globe.

Our diversity and inclusion mission is to actively promote an inclusive work environment where all employees have the opportunity to achieve personal success and contribute to the growth of our business.

Each of our global Employee Networks bring together employees, create dialogue and awareness in support of our Diversity and Inclusion mission.

Bank of America Merrill Lynch is an equal opportunities employer.

Position Description

The Testing Specialist, under supervision, conducts independent transactional and process testing on a team in support of needs identified by Compliance and Operational Risk Officers.

A test is defined in the Independent Testing Enterprise Policy as an independent point-in-time examination of one or more processes, controls, policies and procedures or data sources utilized for managing risk to assess the effectiveness of the control environment.

A test is focused on answering a specific objective and has a pre-defined pass / fail criteria.

The Testing Specialist is accountable for quality testing execution, reporting and analysis of results. This role may participate in test script development and test design.

The Testing Specialist contributes to the identification of themes and trends at the front line unit, control function and enterprise level.

This role is an individual contributor in the Test Execution function.

This role is critical to conducting independent transactional test execution and process testing in EIT to support the needs identified by Compliance and Operational Risk Officers.

Key Responsibilities

  • The Testing Specialist is primarily responsible for conducting regulatory required reviews within Global Banking and Markets ("GBAM") for adherence to applicable laws, rules, regulations and Firm policies and procedures.
  • This individual will be performing compliance examinations of line of business sales and trading desks and investment banking functions / processes.
  • This includes coordinating with line of business and compliance partners to establish the scope of each exam; analyzing internal and supervisory controls to determine compliance with established standards and rule requirements;
  • providing comprehensive written reports relating to the examinations; and tracking identified issues through completion.

  • Applies knowledge and expertise of testing programs, industry practices within the business group. Independently conducts assigned responsibilities within the context of the business unit compliance program.
  • Key Requirements

  • BA / BS required; additional relevant education a plus.
  • 7 to 10 years of combined compliance and / or supervisory experience with prior examination history.
  • Deep understanding of risk assessment and testing methodologies and techniques.
  • Excellent interpersonal, written and verbal communication skills are essential.
  • Desired Skills

  • Aptitude in displaying and communicating data analysis.
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