Our professionals balance analytical skills, deep market insight and independence to deliver solid, defensible analysis and practical advice to our clients.
As an organization, we think globally. We create transparency in an opaque world, and we encourage our people to do the same.
That means when you take your place on our team, you’ll discover a supportive and collaborative work environment that empowers you to excel.
If you’re ready to share your perspective with the world, then you can make a real impact here. This is the Duff & Phelps difference.
We are looking for someone to be an essential part of the team assisting our clients with their regulatory responsibilities.
We are looking for bright, innovative individuals to be part of a growing team, individuals that have initiative and who will relish taking on responsibility.
We can offer you the opportunity to manage your own portfolio of clients seeking regulatory advice, and a work environment that offers variety and is challenging and rewarding.
This role would suit someone proactive, who thrives in a fast-paced environment, and enjoys multitasking.
At Duff & Phelps, your work will help protect, restore and maximize value for our clients. Join us and together we’ll maximize the value of your career.
Managing a portfolio of clients regulated by the SFC, SEC and other global regulators
Managing a team of consultants, each with own client base
Preparing compliance and operational policies and procedures
Setting up the regulatory and governance infrastructure and assisting ongoing monitoring
Undertaking periodic monitoring reviews at client premises
Reporting on findings and providing recommendations for procedural improvements to meet regulatory and best practice requirements
Managing regulatory filing and reporting schedules
Providing ad hoc regulatory advice and creative solutions
Updating clients on regulatory change
Networking and relationship building with industry professionals and industry bodies
Business development with potential clients
Proven experience in a compliance role, for example within a regulator, a regulated firm or a consultancy practice
Detailed understanding of SFC rules and regulations
Ideally detailed understanding of SEC rules and regulations
Broad understanding of the alternative asset management industry
Ability to work on own initiative and as part of a team
Client facing, solutions focused skills
Clear, logical thought processes, ability to make decisions and articulate these clearly
Strong English oral and written communication skills
Time management skills and ability to work within deadlines
Solution-driven and problem-solving attitude
Legal or accountancy background would be useful but not required