Customer Due Diligence Specialist
China Construction Bank
Hong Kong
10h ago

Main Responsibilities

  • Act as a customer due diligence (-DD- expert by performing checking and validating daily CDD application according to both internal and external regulations and policies.
  • Recommend appropriate financial crime compliance measures on respective relationship for fraud or Anti-Money Laundering (-ML- prevention
  • Develop action plans aimed at ensuring that KYC services and processes meet the expectations of the Business in the context of rapid development.
  • Provide oversight to Management in the setup / development of KYC functions within the segment.
  • Provide professional advice & training to Business throughout the account opening and KYC assessment.
  • Identify service improvement initiatives to improve service quality and provide recommendation on conducting portfolio cleanup / de-risk.
  • Oversee action plan designed to adequately address legacy operation challenges including those related to audit findings.
  • Partner with Legal & Compliance Division and Operation Division in ensuring the successful transition to enhanced CDD policies.
  • Being an expert of all relevant internal and external rules, regulations and procedures that apply to the conduct of the business in which closely connected with Internal Controls and any Compliance policy including, inter alia, the Group Compliance policy.
  • Maintain Internal Control standards, including the timely implementation of internal and external audit points together with any issues raised by external regulators.
  • Review and respond findings based on AML assurance team report within the standard timeframe.
  • Provide assistance and recommendation to Legal & Compliance Division in eKYC enhancement project.
  • Analyze data for report to Head Office audit, internal & external audit, HKMA etc.
  • Requirements

  • Degree holder or above with major in Business Administration or related disciplines.
  • Preferable 3 years of banking experience in CDD / AML / risk related functions. - Sound banking operation and compliance knowledge.
  • Details conscious with good analytical reasoning.
  • Independent, committed, proactive and responsible.
  • Good demand of English; fluency in Putonghua is an advantage.
  • Ability to work and thrive in a fast changing, results driven environment.
  • Familiarize with Microsoft Office i.e. Word, Excel & PowerPoint. Applicants who are not contacted within 8 weeks may consider their applications unsuccessful and their personal data will be retained by the bank for a period up to two years.
  • All information provided by applicants will be used for recruitment purposes only and will be used strictly in accordance with the bank’s personal data policies, a copy of which will be provided upon request.

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