Compliance Manager / Assistant (Hong Kong Branch)
Bank Of China (Hong Kong) Limited
Hong Kong
1天前
source : eFinancialCareers Ltd.

Compliance Manager / Assistant (Hong Kong Branch) Bank of China limited first opened its branch office in Hong Kong in 1917.

After the listing of BOC Hong Kong (Holdings) Limited, a subsidiary of the Bank, on the Hong Kong Stock Exchange in 2002, Bank of China maintained the branch in Hong Kong which continued to hold a full banking license granted under the Banking Ordinance (Cap.

155) and was registered as an authorized institution under the Banking Ordinance. Bank of China uses this branch primarily to conduct financial markets businesses, which include foreign-currency denominated debt security investment management, issuance of CDs (Certificates of Deposit) / MTN / senior debts, investment of on-shore RMB debt securities, bond underwriting and sales, asset management, off-shore RMB trading, and risk management of the above-mentioned businesses.

Responsibilities :

  • Based on the requirements of regulatory bodies and the management of the Branch, he / she shall assist the superiors about formulating compliance standards, plans and objectives, streamline compliance processes and draw up compliance staffing and authorization system
  • He / she shall pay attention to the latest development of regulatory laws, regulations and rules, follow up the management systems of the Head Office and other relevant units, accurately grasp relevant themes and analyze their impacts on the Branch's operation.
  • He / she shall also timely revise the Branch's systems and processes accordingly as well as provide suggestions on compliance for the Branch Management

  • He / she shall assist the superiors about identifying and managing the Branch's compliance risks conduct regular or irregular compliance evaluation and investigation on all of the Branch's businesses and submit evaluation reports to the Branch Management
  • He / she shall participate in evaluation on the Branch's new products, take charge of compliance risk evaluation and submit evaluation reports
  • He / she shall coordinate the reporting to and communication with the Head Office in regard to compliance, and keep close contact with HKMA, SFC and other local regulators.
  • When necessary, he / she shall assist in the Branch's communication with SAFE, CBRC, People's Bank of China and other institutions

    Requirements :

  • Bachelor or above degree, Major in law preferred
  • More than 2 years of working experiences in the relevant field; having necessary knowledge about laws and financial markets products
  • Familiar with operations of local financial institutions, and the framework and duty segregations of local regulators
  • Fluent Cantonese, good oral and written English required, and Mandarin preferred
  • Good at Office software applications
  • Employment will be under 2-year renewable contract

    This position will be hired under Bank of China (Hong Kong Branch)

    此崗位將由中國銀行(香港分行)直接聘任

    Job-ID : 494223 ZGupSJaAKkljYjYA Datum der Veröffentlichung : 30 Nov 21

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