Integrated Audit Manager - AVP - Integrated Audit
Hong Kong Exchanges and Clearing Limited
Hong Kong, Asia Pacific

Job Summary

Join our integrated audit team and be a trusted advisor to one of the world's major exchange groups. Working closely with the Head of Integrated Audit, you will participate in audit plan development, audit execution and presentation of findings to the senior management.

The assurance services provided by you will not only help HKEX build sustainable operations and maintain its competitive advantage, but also protect the core financial infrastructure in Hong Kong.

We are proud that the Audit Committees see us as partners that deliver the Group's strategy and vision. Reflecting the progressive culture of HKEX, we promote diversity and encourage constructive and open dialogue within our team.

We always strive for positive change and look for a team member who wants to grow with us. As part of our team, you will have the unique opportunity to develop in-depth knowledge of HKEX's wide array of products and processes.

You will also be exploring with us how to apply the latest technology and audit methodology to add values to our business.

Key Responsibilities

1. Functional Responsibilities

  • Conduct a broad range of operational / integrated audits (and audits over IT or new technology occasionally) with the aim to evaluate the adequacy and effectiveness of risk management, internal controls and governance processes that support the business strategies and operations
  • Supervise audit project team members to ensure audit fieldwork is focused and carried out in accordance with GAAS & IIA standards
  • Identify key risks, evaluate controls, identify issues and develop recommendations on improving the control environment and process efficiencies
  • Prepare high quality internal audit reports for senior executives
  • Participate in departmental initiatives aimed at continuously improving the quality of Internal Audit's processes and methodology
  • 2. Other Responsibilities

  • Be able to coach junior team members
  • Be willing to participate in job rotation arrangements / provide support to other areas of the business
  • Requirements

    Knowledge and Qualification

  • Knowledge in internal audit methodology, functions & responsibilities of internal audit, risk assessment best practices and data analytics
  • Solid understanding of financial industry and related functions, including risks and controls over trading, clearing and risk management activities.
  • Understanding of financial products including equities, derivatives, commodities and fixed income & currencies is an advantage.

  • Knowledge of listing, exchange, clearing and settlement rules and regulations is a plus
  • Good understanding of IT general controls and application controls is a plus
  • Able to multi-task and timely complete assignments
  • University graduate in a finance, accounting, engineering, maths, risk management or relevant subject plus a relevant qualification such as a CPA, CA, CIA, CISA, CFA, or FRM
  • Work experience

  • At least 9 to 12 years of experience in an accounting / consulting firm or internal audit role within the financial services industry
  • Less experience candidates will be considered for Associate role
  • Skills and Competencies

  • A highly independent, self-motivated and results oriented professional looking to make a significant contribution to the continued success of one of Hong Kong's most respected organisations, and in return, be given a unique opportunity to advance their career and professional development
  • Team-oriented with a strong sense of ownership and accountability
  • Strong interpersonal, relationship management and presentation skills
  • Excellent command of written and spoken English. Proficiency in Chinese is an advantage
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