Job Summary
Join our integrated audit team and be a trusted advisor to one of the world's major exchange groups. Working closely with the Head of Integrated Audit, you will participate in audit plan development, audit execution and presentation of findings to the senior management.
The assurance services provided by you will not only help HKEX build sustainable operations and maintain its competitive advantage, but also protect the core financial infrastructure in Hong Kong.
We are proud that the Audit Committees see us as partners that deliver the Group's strategy and vision. Reflecting the progressive culture of HKEX, we promote diversity and encourage constructive and open dialogue within our team.
We always strive for positive change and look for a team member who wants to grow with us. As part of our team, you will have the unique opportunity to develop in-depth knowledge of HKEX's wide array of products and processes.
You will also be exploring with us how to apply the latest technology and audit methodology to add values to our business.
Key Responsibilities
1. Functional Responsibilities
Conduct a broad range of operational / integrated audits (and audits over IT or new technology occasionally) with the aim to evaluate the adequacy and effectiveness of risk management, internal controls and governance processes that support the business strategies and operations
Supervise audit project team members to ensure audit fieldwork is focused and carried out in accordance with GAAS & IIA standards
Identify key risks, evaluate controls, identify issues and develop recommendations on improving the control environment and process efficiencies
Prepare high quality internal audit reports for senior executives
Participate in departmental initiatives aimed at continuously improving the quality of Internal Audit's processes and methodology
2. Other Responsibilities
Be able to coach junior team members
Be willing to participate in job rotation arrangements / provide support to other areas of the business
Requirements
Knowledge and Qualification
Knowledge in internal audit methodology, functions & responsibilities of internal audit, risk assessment best practices and data analytics
Solid understanding of financial industry and related functions, including risks and controls over trading, clearing and risk management activities.
Understanding of financial products including equities, derivatives, commodities and fixed income & currencies is an advantage.
Knowledge of listing, exchange, clearing and settlement rules and regulations is a plus
Good understanding of IT general controls and application controls is a plus
Able to multi-task and timely complete assignments
University graduate in a finance, accounting, engineering, maths, risk management or relevant subject plus a relevant qualification such as a CPA, CA, CIA, CISA, CFA, or FRM
Work experience
At least 9 to 12 years of experience in an accounting / consulting firm or internal audit role within the financial services industry
Less experience candidates will be considered for Associate role
Skills and Competencies
A highly independent, self-motivated and results oriented professional looking to make a significant contribution to the continued success of one of Hong Kong's most respected organisations, and in return, be given a unique opportunity to advance their career and professional development
Team-oriented with a strong sense of ownership and accountability
Strong interpersonal, relationship management and presentation skills
Excellent command of written and spoken English. Proficiency in Chinese is an advantage 
