Responsible Officer (Type 1)
Besteam Personnel Consultancy Limited
Kowloon
19天前
  • University Degree or above in Finance, Economics, Banking or a business related discipline;
  • Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control;
  • Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills;
  • Current and active SFC registered RO license Type 1

  • Must be able to work under pressure;
  • Good command of written and spoken English and Chinese (including Putonghua)

    Key Responsibilities :

  • Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm ;
  • Manage daily operations to ensure full regulatory compliance;
  • Comply with all applicable laws, rules and regulations and standard of good market practices;
  • Act as Responsible Officer to supervise SFC Type 1 regulated activities;
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