Our client is a multi-cultural investment bank with branches and businesses stretching around the globe.
Directly report to CEO and manage a sizable team to maintain the daily operations including deal matching, trade transactions, reconciliation, settlement, account opening, KYC, etc.
Manage the stock pledge processing of equities, global securities, futures, options and other derivatives in Hong Kong and global markets
Perform internal control and risk management as well as ensure all procedures are compliance with regulations, policies and guidelines
Review, streamline and execute settlement process for operational excellent as well as drive the team for the execution of changes against the regulatory amendments
Maintain excellent relationship with regulatory bodies / authorities, e.g. HKEX, SFC
Requirement : :
Bachelor Degree or above
8+ relevant experience in securities operations and settlement function, in which at least 3 years at a managerial level
Strong knowledge in SFC, HKEx regulations and other regulatory requirements in relation to securities and futures business
Hands-on and able to work independently with excellent presentation and social skills
Excellent in both written and spoken Chinese and English (including Mandarin)