Head of Operations & Settlement
Mandurah Consultancy
Central & Western District, Hong Kong

Description :

Our client is a multi-cultural investment bank with branches and businesses stretching around the globe.

  • Directly report to CEO and manage a sizable team to maintain the daily operations including deal matching, trade transactions, reconciliation, settlement, account opening, KYC, etc.
  • Manage the stock pledge processing of equities, global securities, futures, options and other derivatives in Hong Kong and global markets
  • Perform internal control and risk management as well as ensure all procedures are compliance with regulations, policies and guidelines
  • Review, streamline and execute settlement process for operational excellent as well as drive the team for the execution of changes against the regulatory amendments
  • Maintain excellent relationship with regulatory bodies / authorities, e.g. HKEX, SFC
  • Requirement : :

  • Bachelor Degree or above
  • 8+ relevant experience in securities operations and settlement function, in which at least 3 years at a managerial level
  • Strong knowledge in SFC, HKEx regulations and other regulatory requirements in relation to securities and futures business
  • Hands-on and able to work independently with excellent presentation and social skills
  • Excellent in both written and spoken Chinese and English (including Mandarin)
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