AVP Compliance (AML/CFT)
Selby Jennings
Hong Kong, Hong Kong
9小时前

Role requirements

  • Comprehend AML / CFT laws and regulations and update changes and new developments from time to time.
  • Comprehend any applicable sanctions laws and obligations and update changes / new developments from time to time
  • Coordinate day-to-day preliminary clearance as to sanctions required by Head Office and comply relevant requirement for recording and storing of screening evidence.
  • Design, develop & devise effective AML / CFT program for the branch.
  • Ensure implementation of effective AML / CFT program in different units (including but not limited to BPs, Operations, Systems, etc.) of the branch.
  • Ensure the implementation and maintenance of a robust sanctions compliance program.
  • Ensure the implementation of a clear process for decision making in respect of sanctions issues, including a clear escalation process which sets out the reporting mechanism to the senior management.
  • Develop and carry out the training program.
  • Conduct regular testing onAML / CFT program in relation to different control measures :
  • An evaluation of the methodology of the system (whether manual or system) and what it is designed to identify;
  • An assessment of whether the system (whether manual or system) is capturing and evaluating all of the customers and activities that it should be capturing;
  • Testing of the system (whether manual or system) to determine whether it is effectively identifying or capturing reportable events or suspicious activities;
  • A review of change management procedures and user access controls; and
  • An evaluation of the process in place to follow up on identified non- compliance items.
  • Carry out specific functions designated under theAML / CFT program, etc. including but not limited to the following :
  • Conduct day to day clearance as to sanctions and reporting;
  • Disseminate & maintain comprehensive filtering database;
  • Notify all staff upon receipt any notification from regulatory bodies and Head Office;
  • Conduct day to day suspicious transaction investigation and reporting; and
  • Develop and review effective Monitoring Report against all risk factors.
  • Essential Skills

  • To prepare and review AML / CFT MIS reports;
  • To monitor and make recommendations for process improvement;
  • To participate and report in Committee Meeting as needed;
  • To provide AML / CFT related advisory to colleagues;
  • To provide AML / CFT related training to colleagues.
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