APAC FCC IB Advisory Officer
Credit Suisse
Hong Kong, China

Your field of responsibility

The APAC FCC IB Advisory Team is the central point of contact for IB FCC matters across the Asia Pacific region. The team provides support to the Regional IB CCO to ensure the execution of the FCC Advisory mandate.

The APAC FCC IB Team’s coverage includes all financial crimes related matters for the APAC IB business. As a member of the APAC FCC IB Team you shall assist in developing, monitoring and maintaining the Bank’s approach in the following key program areas,

  • Implement and maintain oversight on compliance policies, guidelines, procedures and controls for the APAC Investment Banking division
  • Ensure that IB FCC operations in the APAC countries align consistently to global policies, procedures and industry best-practice
  • Provide FCC advisory guidance, risk based solutions to the businesses’ issues and initiatives. Provide guidance to the Business on complying with all relevant laws, regulations and firm policies in the region
  • Monitor and risk assess new and upcoming laws, regulations, policies procedures and products affecting the countries in the region as and when they arise
  • Assist with enquiries from Regulators, Law Enforcement Bodies and internally from the Business
  • Assist with the production of financial crimes related management information at an APAC level
  • Assist in the development, coordination and implementation of the AML training and testing programs for the Bank
  • Collaborate with Compliance, the Front Office, and other partners to drive consistency and execution of the overall financial crime compliance program
  • The role consumes services provided centrally by :

  • Surveillance & Investigations
  • Compliance Operations (Central Control Unit - CCU)
  • Monitoring & Testing
  • KYC Advisory
  • Client Intelligence
  • Sanctions
  • Anti-Bribery and Corruption
  • Regional Management
  • Your future colleagues

    You will work within the APAC FCC IB Advisory team, responsible for the advisory and management of the financial crimes program for the Investment Banking businesses in APAC.

    We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values.

    Remote Working?N / A - pending TWWW agreement

    Your skills and experience

    To excel in this role, you should possess :

    10 years of proven experience in compliance and AML related field with a bank or a financial institution is essential

    Strong understanding of the banking industry

    Knowledge of the investment banking business will be essential

    Sound understanding on AML / CFT laws and regulations and international AML standards (FATF, Wolfsberg)

    Outstanding communication and interpersonal ability

    Excellent verbal and written communication skills in English. In addition, fluency in Mandarin will be a plus

    Demonstrate strong leadership skills. Need to be able strategies, organise and implement regional and global directives with partners across functions and at a senior level

    Be a trusted advisor and build relationships with partners across all lines of businesses and across functional groups and to provide them with precise advice

    Results oriented, proactive, possessing a sense of ownership and accountability in following through on existing issues and cases

    Highly motivated, intuitive and take initiatives to identify potential process-improvements

    Outstanding research, analytical and problem solving skills

    Proficient in Microsoft Office

    Dedication to fostering an inclusive culture and value diverse perspectives


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