Assistant External Investigative Reporting Quality Assurance Manager, Hong Kong - Compliance
HSBC
Hong Kong, Hong Kong
4小时前
source : EFinancialCareers Ltd.

Some careers grow faster than others.

If you're looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential.

Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and serves customers fairly.

Compliance aspires to continuously raise the bar and set leading standards across the industry to help HSBC safeguard its customers and the communities within which it operates.

We are currently seeking a high caliber professional to join our team as Assistant External Investigative Reporting Quality Assurance Manager, Hong Kong .

Principal responsibilities

  • Perform quality assurance review on Financial Crime Threat Mitigation investigation cases in accordance with the relevant HSBC AML or FCTM policies and department procedures within established timeframes.
  • Produce reports containing quality assurance results and associated metrics according to the Quality Assurance requirements procedures.
  • Maintain knowledge of regulations applicable to the business, as well as pertinent internal or regulatory policy and procedural changes.
  • Provide insight into quality gaps discovered as part of the quality assurance process and ensure these gaps are communicated to the managers of the Team.
  • Analyze information gathered to develop recommendations for improvement and changes in current procedures or policies.
  • Be able to work both independently and in team oriented contexts.
  • Provide feedback and recommendations to the managers regarding the improvement in investigation quality, process and efficiency of FCTM teams.
  • Establish and maintain professional relationships with investigations units, as applicable.
  • Requirements

  • Bachelors degree in business, finance, accounting or equivalent experience.
  • Good interpersonal, problem solving, communications and analytical skills.
  • Knowledge of products, services, operations, systems and working knowledge of laws, regulations and regulatory agencies related to assigned areas.
  • Proficiency with personal computers and pertinent mainframe systems and software packages.
  • Knowledge of Banking Products
  • AML compliance awareness relating to Money Laundering, Crime and Terrorism
  • General understanding of Financial Products and Markets.
  • Certification in a professional association such as the Association of Certified Anti Money Laundering Specialists would be a distinct advantage.
  • Proven and progressive audit, compliance, financial services operations experience or equivalent. Prior AML investigations experience is preferred.
  • Ability to work under pressure
  • Ability to maintain focus while working with voluminous data.
  • Ability to make a reasoned judgment from all the facts available as to whether activity on an account warrants
  • You'll achieve more when you join HSBC.

    Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.

    HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment.

    Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

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