Market Surveillance and E-Com Monitoring Specialist (3-6 Months)
Hong Kong

Company Description

Natixis is the international corporate and investment banking, asset management, insurance and financial services arm of Groupe BPCE, the 2nd-largest banking group in France with 31.

2 million clients spread over two retail banking networks, Banque Populaire and Caisse d’Epargne.

With more than 17,000 employees, Natixis has a number of areas of expertise that are organized into four main business lines : Asset & Wealth Management, Corporate & Investment Banking, Insurance and Specialized Financial Services.

A global player, Natixis has its own client base of companies, financial institutions and institutional investors as well as the client base of individuals, professionals and small and medium-size businesses of Groupe BPCE’s banking networks.

Natixis CIB Asia Pacific provides regional corporate and financial institution clients with tailor-made financing and capital markets solutions as well as access to global financial markets, while supporting the development of Natixis’ European and international clients in Asia Pacific

Job Description

Main Responsibilities :

This role is part of the Permanent Control Unit (PCU), within the Natixis Corporate Investment Bank (CIB) Compliance team.

You will help optimize the surveillance framework and be responsible for the following :

  • Support the implementation of an E-com monitoring system and related processes as well as supporting the definition and setup of a Target Operating Model
  • Analyze alerts generated from Natixis e-com and market surveillance systems to identify suspicious activity (Market Abuse or Conduct violations)
  • Help to optimize operational processes linked to alert generation, analysis, escalation and decisioning of surveillance alerts
  • Participate in the development of models, lexicons (key-words) and detection parameter creation used to identify suspicions activity
  • Enhance key aspects of the surveillance program including key-word refinement, governance, data analytics and management information
  • Help to prepare the management reporting dashboards and key performance indicator presentations; present information to Head Office and Regional Compliance Management
  • Master the system configuration options in order to suggest changes to system parameters in order to enhance the detection capabilities of the system and obtain more pertinent alerts
  • Configure and test the system surveillance parameters with Head Office compliance colleagues
  • Required Skills / Qualifications / Experience

    Required Skills :

  • Fluent English,(written, spoken) , other language skills are helpful
  • Good financial markets experience or Financial Markets Surveillance within a broad range of markets and wholesale banking products.
  • Fixed Income & Currency (FIC), Foreign Exchange (FX), Benchmarks, Debt Capital Markets

  • Excellent understanding of compliance risk frameworks and testing programs
  • Regulatory knowledge
  • Strong data analytics skills,
  • Prior experience working in financial markets, compliance, sales / trading, risk, control
  • Ability to analyze, summarize and succinctly communicate assessments and key takeaways
  • Strong interpersonal skills, ability to collaborate with multiple teams and stakeholders
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