Wealth Management – Control Management- Associate - HK
J.P. Morgan
Kowloon, Hong Kong

Description :

Control Management maintains a strong and consistent control environment through a joint accountability model that align managers with each line of business, function and region to mitigate operational risk.

The team focuses on four areas : Risk Identification & Assessment, Control Design & Evaluation, Issues & Control Deficiencies and Control Governance & Reporting

As a Control Manager Associate, you'll be responsible for supporting the building and enhancement of the control framework through a continuous and integrated approach to risk assessment.

Additionally, you'll assist in top-down risk analysis, real-time control issue detection, escalation, root cause analysis, remediation, and program execution of firmwide control programs

Role Responsibilities :

  • In partnership with stakeholders, evaluate and perform an end-to-end analysis of the business’ operational risk and control environment to identify significant gaps and weaknesses and determine root cause of control deficiencies
  • Ensure that controls are properly designed, operating effectively, and essential to a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocols
  • Contribute to the development and enhancement of the business control environment through execution of the Control and Operational Risk Evaluation (CORE)
  • Review and analyze program related data (e.g., KRI / KPI) to support business-related programs and strategies
  • Assist program execution of firmwide control programs (e.g. NBIA, Cross Broder)
  • Engage with control colleagues across the firm, business, operations management, legal, compliance, risk, audit, regulators, and technology control functions
  • Qualifications :

  • Bachelor’s degree or equivalent experience required.
  • Min. 7 years of experience in financial services industry and / or Accounting Firms. Wealth Management experience preferred
  • Background in controls, audit, quality assurance, operational risk management, or compliance preferred; or equivalent subject matter expertise in a relevant business related function / operation
  • Proficient in Microsoft Office Suite (Word, Excel, PowerPoint)
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