Consultant/Senior Consultant - Risk & Regulatory Compliance
Sia Partners
Hong Kong, Hong Kong
3d ago

Job description

We are currently looking for a Senior Consultant with Financial Services background, having worked preferably within banking & financial services sectors.

Our projects are geared around delivering Risk and Regulatory across domains.

Consultant / Senior Consultant, Hong Kong (Risk & Regulatory)

Due to our growth in Asia, we are looking for a Consultant / Senior Consultant to join our Risk & Regulatory team in Hong Kong.

You will help to build our expertise and guarantee the quality of delivery to ensure market-leading practices for our Hong Kong office, taking into account the global nature of our organisation and our clients.

Responsibilities :

  • Participate in projects with leading banks and Financial Institutions
  • Conduct regulatory compliance review, internal control review, policies and procedures, risk and compliance advisory and other independent assessments as per the regulatory requirements
  • Be hands on and contribute to the successful execution of client projects.
  • Assist in the development of new intellectual property including leading-edge research on white papers, supporting the development of marketing materials, and assist in publishing articles
  • Work closely with our other offices and leverage our global network to take part in cross-selling initiatives and widely share our knowledge
  • More experienced candidates will have these additional responsibilities :

  • Independently drive the success of a work stream by directing activities, ensuring high quality deliverables, and timely submissions
  • Managing a team of consultants by defining meaningful work packages, managing activities, and close mentorship
  • Participate in business development activities including content development, proposal preparation, and sales presentations
  • Share consulting best practices with the team
  • Specific areas of expertise :

    Ideally, you would have project experience in one or more of these areas :

  • Regulatory compliance review
  • HKMA independent compliance assessment
  • Compliance advisory on AML, sanctions data privacy, data quality, ESG etc.
  • Risk management on liquidity, operational and / or climate
  • Information security risk management
  • Understanding of regulatory requirements, such as Basel, HKMA and SFC rules, AML, GDPR, Data privacy etc.
  • Compliance automation and / or RegTech
  • Key Requirements :

  • University graduate or above in accounting, business, information technology or related disciplines.
  • 3 to 6 years' relevant experience in risk and regulatory compliance within a reputable consulting firm. Those with less experience could be considered for Consultant level.
  • Familiar with HKMA and / or SFC regulations
  • Holder of professional qualifications such as CPA, CFA, FRM, CAMS, CISA, CISSP, CIA and / or other related qualification is an advantage.
  • Good project management and stakeholder management skills
  • Strong interpersonal, logical and analytical skills
  • Able to work independently with minimal supervision
  • Excellent presentation and communication skills with clients and colleagues
  • Possess an entrepreneurial spirit and team leadership skills
  • Excellent command of spoken and written English and Chinese. Fluency in Mandarin is an advantage.
  • In addition to the strong consulting skills and business knowledge that our clients value, the ideal candidate must possess an entrepreneurial mind-set with both a drive and willingness to be involved in all areas of a growing business.

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