The Chief Conduct and Control Office ( GM CCCO ) is a transversal team within Global Markets ( GM ) that is responsible for overseeing the main risks and controls, while ensuring the integrity and the sustainable development in GM’s portfolio of activities.
GM CCCO has a global mandate across all platforms, with teams located in Americas, EMEA and APAC.
Within the CCCO department, the GM Operational Permanent Control & TAC / NAC Coordination team ( GM OPC ) serves as subject matter expert on the Front Office ( FO’) supervision structure, operational risks’ assessment, controls and governance.
Sitting with the business and acting as the first line of defence ( 1LOD ), GM OPC partners closely with FO senior management, COO, Compliance, IT & Operations and other control functions to strengthen GM operational processes.
In particular, GM OPC in APAC is aiming to deliver :
i) Protection : continuous advisory to FO as well as ad-hoc awareness & training sessions dedicated to 1LoD
ii) Prevention & Risk Assessment : assessment, monitoring of the front-to-end control plan as well as definition of risk mitigation’s action plan in collaboration with the support functions
iii) Supervision : Governance structure with regular supervision forums with heads of business lines
MISSION DESCRIPTION :
The GM OPC Officer will advise the business lines on Operational Risk Management, promote best practices, contribute to the delivery of an effective & efficient internal control framework, support business development initiatives while ensuring adequate governance as required by Regulators.
The GM OPC Officer will contribute to the three following permanent control streams :
ii) Prevention / Risk Assessment
Provide advisory to FO and Functions on operational risk assessment throughout the validation process. Ensure adherence to the relevant policies & proper implementation of actions points.
TAC / NAC refers to exceptional Transaction Approval Committee / New Activity Committee"
MAIN REQUIREMENTS :