Analyst - KYC (Know Your Client) Controls - Operations - Hong Kong
Nomura
Hong Kong
1天前

Nomura is an Asia-based financial services group with an integrated global network spanning over 30 countries. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions : Retail, Asset Management, and Wholesale (Global Markets and Investment Banking).

Founded in 1925, the firm practices disciplined entrepreneurship while building on a long tradition of serving clients with creative solutions and considered thought leadership.

Job description

  • The KYC Controls team has a regional exposure covering the controls against money laundering and terrorist financing for different entities of Nomura in the region.
  • The requirements for compliance are conferred by regulations and guidelines in different countries.

  • This is a position with a great opportunity to work with the other partners in other locations. The candidate will be primarily responsible for the account rolling review and remediation project for the Asia ex Japan region.
  • You will perform KYC Analysis in supporting the day-to-day compliance efforts with AML (Anti Money Laundering) / KYC requirements including confirming that all accounts of existing clients are complying with all AML / KYC policy requirements
  • Conduct screening, set up and maintain records of status for each client
  • KYC Rolling Reviews / KYC remediation projects experience preferred
  • Provide regional support for queries and escalation from the Business plus aligned support groups working in conjunction with the regional Compliance
  • Managing project progress and adapt to the assigned work as required
  • Key Experience & Skills

  • 2 - 4 years' of relevant experience with an investment bank or financial services firm
  • Excellent problem-solving, detail oriented, oral and written communication skills in both English and Chinese languages and attention to details
  • KYC Rolling Reviews / Remediation Projects experience
  • Able to complete tasks within tight timelines
  • Ability to work with minimal supervision and oversight
  • Experience with Fenergo system is an advantage
  • Candidates must be able to read Chinese
  • Regional Disclaimers / Diversity Statement

    Nomura is committed to an employment policy of equal opportunities, and is fundamentally opposed to any less favourable treatment accorded to existing or potential members of staff on the grounds of race, creed, colour, nationality, disability, marital status, pregnancy, gender or sexual orientation.

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