AVP - Listing - Structured Products & Fixed Income
Hong Kong Exchanges and Clearing Limited
Hong Kong, Asia Pacific

Job Responsibilities :

  • To lead and manage a team in processing listing applications of structured products and debt securities, and regulating Listing Rules compliance, including reviewing listing documents, carrying out pro-active monitoring of issuers’ compliance with rules and guidelines
  • To conduct research of regulatory and market development in overseas jurisdictions
  • To assist in policy and product development and ad hoc projects such as market consultation and system enhancement
  • To provide legal and other professional support to the work of the Listing Division
  • Job Requirements :

  • University Degree, preferably in Law, Business, Finance or Economics
  • At least 8 years’ relevant experience of which at least 2 years at a management / supervisory level in risk management, compliance or control functions in investment banks
  • Good market knowledge in practices, regulations and operation of the structured products or debt capital markets in Hong Kong or overseas
  • Self-motivated, detail oriented and possess good project management, data analysis and communication skills
  • Good command of written and spoken English and Chinese. Proficiency in Putonghua is preferred
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