Senior FCC Client Intelligence Officer
Credit Suisse
Hong Kong, China

Your field of responsibility

APAC FCC Client Intelligence Team is a specialized function within FCC focused on supporting senior business and control leaders to manage the risk associated with the highest risk clients and high-risk transactions in the region.

The function looks to acquire and develop a deep understanding of country risk, market area risk appetite and other areas of Client Intelligence, enabling a holistic view of transaction and client risk.

The APAC role is aligned with and is a component of the Global High Risk Transaction & Complex Client Program. As a member of the Client Intelligence Team you shall assist in developing, monitoring and maintaining the Bank’s approach in the following key program areas :

  • Enhanced Due Diligence Providing expert advice in the assessment of financial crime risk in respect of heightened risk clients & transactions.
  • Focus Client Conducting periodic reviews, in accordance with a globally defined schedule, establishing monitoring protocols and reacting to live’ transactions requiring assessment for a defined group of global & regional clients.
  • Undesirable Clients Oversees the program & supports the regional gatekeeper to ensure clients, that fall outside of the risk appetite are clearly identified and risk mitigation measures are taken in accordance with the Firm’s global policy.
  • Risk Appetite Supporting the program in APAC and conducting market area risk appetite assessments for key markets in the region, building expertise and providing advice in respect of specific country, sector, industry & product risks.
  • This role consumes services provided centrally by :

  • Surveillance & Investigations
  • Compliance Operations (CCU)
  • Monitoring & Testing
  • KYC Advisory
  • Financial Sanctions
  • Anti-Bribery and Corruption
  • Regional Management
  • Works in collaboration with APAC Chief Compliance Officer, the regional & global FCC team, APAC Compliance Operations, the Front Office, Chief Risk Officer & other key partners both in the region and globally.

    You will produce appropriate analysis, management information and raise potential issues to key partners in a timely manner supporting country MLROs and Regional FCC management.

    Work with key business partners to enhance the efficiency and effectiveness of existing methodologies to ensure that the HRT program is robust and up-to-date ().

    Interact regularly with the APAC FCC Head on alerts and any trend analysis undertaken. Regular meetings with colleagues across regions to share lessons learned and best-practices.

    Build and maintain positive relationships with global partners. Be integrated with the broader FCC team in the region. Engage with supervisors to fully understand the Supervisory Risk and Control Frameworks.

    Assist supervisors on ad-hoc projects and documentation involving FCC Surveillance work streams. Seek to support the deployment of activities and assist with the development of the team.

    The APAC Client Intelligence team reports functionally to the Regional Head, FCC Client Advisory.

    Your future colleagues

    You will work within the FCC APAC Client Intelligence team responsible for the analysis and management of high-risk client transaction monitoring for the Private Banking as well as Investment Banking businesses in APAC.

    We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values.

    Remote Working?N / A - pending TWWW agreement

    Your skills and experience

    To excel in this role, you should possess :

    Graduate degree, preferably with specialization in banking or finance

  • Relevant work experience in the assessment of KYC, AML transaction surveillance, or other related financial crime or money laundering investigations;
  • data analysis, targeted intelligence screening, data collection and analysis of information relating to organized crime syndicates or similar groups, deep understanding of country risk typologies relevant to AML and CTF

    Proficient in monitoring typologies, AML / CFT laws and regulations and international AML standards (FATF, Wolfsberg) in the context of monitoring

    Strong research experience & skills

    Proactive, possessing a sense of ownership and accountability in following through on existing issues and cases

    Strong communication and interpersonal ability along with outstanding analytical skills and an eye for detail. In addition to managing workload and thriving under pressure

    Proficient in Microsoft Office

    Ability to challenge and build positive relationships

    Dedication to fostering an inclusive culture and value diverse perspectives


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