Listed Issuer Regulation - Listing - AVP Team Member
Hong Kong Exchanges and Clearing Limited
Hong Kong, Asia Pacific

Job Responsibilities

  • To regulate listed issuers under trading suspension in accordance with the Listing Rules including providing guidance on interpretation of the rules, reviewing the issuers’ communications and submissions, handling applications for trading resumption, administrating the rules on cancellation of listing, and monitoring their Listing Rule compliance
  • To draft documents and correspondence including enquiry and guidance letters, internal reporting documents, and case recommendation reports
  • To take an active role in the development of the Listed Issuer Regulation and the Listing Division by initiating, encouraging and following through on operational improvement initiatives
  • To provide accounting, legal and other professional support to the work of the Listing Division, particularly with respect to the review of novel and complex accounting, legal, business and financial issues
  • To lead or provide assistance in policy development projects as required
  • Job Requirements :

  • Qualified lawyers / accountants or university graduates of other relevant disciplines with at least 8 years working experience in law, accounting, corporate finance, investment banking or a related field, of which at least 2 years at management / supervisory level.
  • Candidates with more experience will be considered for roles with more responsibility

  • Experience that demonstrates advanced knowledge of the Listing Rules and knowledge of the securities industry and its practices including securities laws and accounting practices
  • Strong interpersonal, analytical and presentation skills and knowledge of investigative techniques and procedures
  • Good command of written and spoken English and Chinese. Proficiency in Putonghua is essential
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