Operations is a dynamic, multi-faceted division that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world.
In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation.
For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow.
We’re looking for a professional individual who wants to apply their financial market knowledge and further develop their understanding in the fast-
growing sector of Regulatory Reform. With the continued high rate of change in the Regulatory reporting space, Regulatory Operations professionals have a mandate and platform to significantly impact their environment and the wider business.
Operations is a multi-faceted division that partners with all areas of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world.
Alongside this vital service delivery role, Operations provides essential risk management and control, preserving and enhancing the firm’s assets and its reputation.
The Regulatory Operations Reporting & Monitoring team responsibilities include re-engineering, implementing control / risk management improvements, as well as partnering with the Business, Project Management and IT to ensure that order, trade, transaction and position reporting to various exchanges and industry related self-
regulatory organizations is complete and accurate. This role requires an energetic individual that can liaise with various groups supporting our regional businesses to analyze our regulatory reporting and monitoring control infrastructure and the rules and operational / technical processes strategically.
This is accomplished by working with the various business partners on project and production responsibilities to improve and maintain the quality of the firms regulatory reporting.
RESPONSIBILITIES AND QUALIFICATIONS
JOB SUMMARY AND RESPONSBILITIES