Hong Kong, Hong Kong
  • RISK CONTROL AND COMPLIANCE DIRECTOR Description Job Description Well establish and maintain a risk control and compliance management system as well as coordinating with various departments to implement risk and compliance management regulations and processes;
  • Conduct compliance audits of company decisions and major business activities, supervise and inspect legal compliance status of the company and project operations as well as internal risk control.

  • Implement compliance risk monitoring, identify, evaluate and report compliance risks ensuring the compliance and efficient operation of each business;
  • Coordinate with business line compliance risks, participate in the development of new business, identify and evaluate compliance risks, and provide risk warnings and proper resolutions;
  • Based on different investment business types, collect, collate, verify, analyze or verify on-site risk information and take charge of risk monitoring and measure tracking;
  • Work closely with internal and external lawyers to draft and review contracts, agreements and related materials; Any other ad hoc tasks as assigned by management.

  • Requirements Degree holder in Law, Risk Control or related disciplines; 7 years or above experience in compliance and risk control of financial, securities and investment industries;
  • Familiar with HK Laws, SFC & HKEX Rules and regulations; Strong sense of risk, rigorous work principles, ability to identify, judge risks and deal with all kinds of sudden risk events;
  • Strong organizational management, communication and coordination skills as well as teamwork spirit. Good professional ethics, sense of responsibility and dedication.

    Excellent command of written and spoken in Mandarin and English; Candidate with less experience can be considered as Senior Compliance and Risk Control Manager.

    Country Hong Kong Company MNC Salary Up to US$40,000 Working Hours Full-Time Contract Permanent Categories Operational / Credit / Market Risk Mgt Industries null

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