Regulatory Compliance Advisory
HSBC Group
Hong Kong, China
9天前

Description

A Career with Hang Seng Bank

Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-

in-class products and services.We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages.

Regulatory Compliance Retail Banking and Wealth Management Manager (RC RBWM Manager)

Regulatory Compliance

Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-

in-class products and services.We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages.

  • Regulatory Compliance - providing proactive assistance in identifying, assessing and containing Compliance Risk; fostering a compliance culture;
  • optimizing relations with regulators; and preserving the Bank's reputation in the marketplace by ensuring that our policies comply with the spirit and letter of the laws and regulations wherever we do business.

    We are currently seeking a high caliber professional to join our department as Regulatory Compliance Retail Banking and Wealth Management Manager (RC RBWM Manager).

    Principal responsibilities

  • Provide compliance advice to business units of the Bank to ensure full compliance with regulatory requirements and Group Standards.
  • Drive and coordinate process reviews and transformation programmes to enhance operational efficiency and to ensure compliance.
  • Support local compliance risk managements, ensuring that they are completed effectively, with monitoring plans prepared and executed.
  • Provide support to ensure the Group policies, governance and process oversight with the Bank.
  • Review the rules / regulations / consultation papers issued by regulatory authorities and assist in fostering the compliance culture of the Bank.
  • Requirements

  • A recognized University degree in Accounting, Law, Risk Management, and / or related discipline.
  • Minimum of five years’ experience in compliance, audit or related field, with exposure to retail banking and wealth management services an advantage.
  • Sound knowledge of rules, regulations and statutory requirements from Hong Kong Monetary Authority, Securities & Futures Commission, Office of the Commissioner of Insurance and other regulatory bodies.
  • Strong self-motivation, with good communication, interpersonal, analytical and presentation skills.
  • Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes
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