Lead Analyst, RegOversightMgmt
iNautix Technologies
Hong Kong, Hong Kong, China
6天前

Description

  • Resides in the business and supports management in theday-to-day efforts related to first line of defense regulatory oversightmanagement with laws, rules, regulations and related policies.
  • Performsresearch and analyzes relevant information and transactions that warrantfurther investigation.

  • Communicates with internal and external parties as needed andmakes recommendations on necessary procedural / control changes on regulatoryoversight management matters.
  • This position requires knowledge of the Financial ServicesIndustry regulations, compliance, operations or auditing.

  • Strong oral and written communication skills and the abilityto implement compliance policies and procedures. Verify practices againststraightforward policies, with moderate supervision.
  • Document findings for management reports .

  • Gathers data and prepares materials for more senior teammembers to counsel business personnel on first line of defense compliance withpolicies.
  • No direct reports. Contributes to the achievement of team objectives.

  • Works on projects of limited size and levels of complexity.
  • Qualifications

    Bachelor’s degree orthe equivalent combination of education and experience is required. At least 3years of relevant work experience preferred.

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