VP/AVP - Compliance (Wealth Management Products)
BRS Limited
Hong Kong

Other Key Relationship

  • Our client is a well-established bank in Hong Kong. They are looking for high calibres to join them for the above position :
  • Job Description

  • To handle regulatory compliance related matters on the Bank's wealth management and investment products
  • To develop and conduct compliance program and internal control procedures
  • To provide compliance advisory on the products and implement bank-wide compliance procedures on transaction monitoring
  • To conduct compliance review and perform AML monitoring on the related transactions
  • Requirements

  • University degree in business / law / finance or related discipline
  • Minimum of 5 years’ relevant compliance experience in banking and finance industry with relevant experience on the compliance monitoring of wealth management & investment products
  • Well versed with the regulatory requirement and compliance policies of HKMA and SFC.
  • Good command in both written and spoken English and Chinese (including Putunghua)
  • A team player with good interpersonal skill.
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