We are currently seeking a high caliber professional to join our team as. Associate Director, Regulatory... Group Standards Manual, Fiduciary and Legal and the Compliance FIMs. For the purpose of this Job...
Associate General Counsel, Financial Crime Legal Advisory | Hong Kong, Hong Kong
Senior Legal Counsel - Global Legal | Hong Kong, Hong Kong
Senior Regulatory Compliance Manager, International - Regulatory Compliance | Hong Kong, Hong Kong
Global Markets - Associate Director, Metals Trading Asia Pacific | Hong Kong, Hong Kong
Associate, Global Forex Middle Office - Markets Operations | Hong Kong, Hong Kong
Client Lifecycle Management Associate - Global Private Banking | Hong Kong, Hong Kong
Legal & Compliance Associate. Responsibilities. Monitor the business & marketing material and make sure... Conduct AML & KYC research and prepare legal & compliance related correspondences. Repsonsible for...
JOB DESCRIPTION. The Hong Kong Markets & Regulatory Legal team is seeking a lawyer to support the APAC... To provide legal support to compliance and senior country management in responding to queries flow...
Compliance, Private Wealth Management (PWM) Compliance, Associate Vice President. Hong Kong. Location(s... Work with Legal and other Compliance functions on regulatory inquiries and client issues. Ensure that...
Goldman Sachs International|
MORE ABOUT THIS JOB. COMPLIANCE. Our division prevents, detects and mitigates compliance, regulatory and... Liaising with Legal and other Compliance teams in order to monitor and or restrict sales, trading and or...
Goldman Sachs International|
MORE ABOUT THIS JOB GLOBAL COMPLIANCE. Our division prevents, detects and mitigates compliance... Divisional Compliance also works closely with other firm departments, such as Legal, Controllers...
The ideal candidate. You will have professional experience in a financial services, legal firm or... Good understanding of SFC regulations and rulebook. Understanding of the role of Compliance within an...
Country. Hong Kong. Company. Legal Services. Salary. US 50,000. US 90,000. Working Hours. Full Time... Categories. Insurance. Actuary, Real Estate. Mortgage, Recruitment. Staffing, Compliance. AML, Legal...
Consultancy Service (Finance)|
Description. Report directly to Group General Counsel and head of compliance, this role is essential to... Asset Management, Insurance. Actuary, Real Estate. Mortgage, Trading, Compliance. AML, Legal Advisor...
Description. Responsibilities. Reporting directly to head of legal and compliance, you will be... you will develop, maintain and update internal procedures and controls to ensure compliance with...
FI Credit Analyst (Associate/ VP) | Hong Kong, Hong Kong
General Compliance Officer / Manager (US Bank) | Hong Kong, Hong Kong
Internal compliance policies and procedures as well as regular update and review Responsible for client... liaise with regulators Requirements Good command of Chinese and English Degree holder, legal background...
Electrical & Electronical|
Description. Responsibilities Acting as the Legal and Compliance Vice president, you will be responsible... Review and update internal control policies and procedures to ensure compliance with all applicable...
Requirement University Degree holder Minimum 2 years' solid experience in recruitment business with proven track record.Ideally recruitment experience in Legal and Compliance sector. Highly...
Responsibilities. Assist the Head of Legal & Compliance to oversee legal team for advisory To develop... Requirements. Degree holder in LL.B. J.D or equivalent legal studies. ideally a qualified solicitor (but...
Law Firm / Legal Services Industry|
Description. We have a variety of Legal Support Roles going with this client and if you are looking for... Job Requirements Graduates from multiple disciplines are welcome however a diploma in Legal Studies will...
Senior Associate, Asia Pacific Regional Compliance Surveillance. Futures & Options (FnO). Description... The Asia Pacific Regional Compliance Department is seeking a high calibre individual to join our...
Duff & Phelps Corp|
Hong Kong, HK, HK
This is the Duff & Phelps difference. Duff & Phelps' Compliance Consulting practice assists clients in... Solution driven and problem solving attitude. Legal or audit background would be useful. In order to be...
Description. 1.Provide relevant Legal & Complianceguidance to support the launch of an asset manager... .Provide Legal & Compliance support forlaunch or acquisition of other entities within the Asia region...
The role will focus primarily on compliance work, although there will also be exposure to some legal work, so candidates should be qualified lawyers. Prior experience in dealing with legal and...
Job Description. Provide leadership to the Compliance Legal function. Formulate and review compliance... that of SFC. Provide proactive quality advice to business on compliance, legal and risk control matters...