Associate Director - Regional Regulatory Compliance
Hong Kong, Hong Kong
source : RegionUP

Associate Director - Regional Regulatory Compliance Description This person will primarily be responsible for : - working with business units across the region on ensuring full regulatory compliance for new and existing investment product offerings -

build (or strengthen) relationships with regional regulators bodies including the SFC, SFB, MAS and others as required -

be at the forefront of emerging investment management regulation, primarily in Hong Kong but regionally astute as well and provide business guidance and advice on regulatory developments -

participate in large scale business projects as the compliance champion in cross-functional team matrix - provide ad hoc support to general compliance teams as required This person should have : -

between 8-15 years of experience in compliance, most of which will be within the asset management industry in Asia - prior experience in a complex, multi-

national investment firm - demonstrated expertise in regulatory compliance or investment products (with particular regard to new product launch) and experience in advising businesses on the launch of new products -

prior relationship with the SFC and other regional regulators will be viewed very favourably - fluency in English, Cantonese and Mandarin Country Hong Kong Company MNC Salary Up to US$120,000 Working Hours Full-

Time Contract Permanent Categories Compliance / AML, CEO / COO / Regional Management Industries null

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