Our client, a well-known Private Bank, is looking for high-calibre individuals to join them for the above position.
Guide the Business Control & Support Officers to review documentation including AOD, periodic review etc. for completeness and compliance with KYC, CDD requirements and by ensuring that the necessary approvals have been obtained prior to passing for processing by Operations
Report any CDD exceptions identified to Compliance and Department Head and escalate in accordance with established procedures
Being focal point to consolidate the AOD and CDD commentary for new AOD to Front Office
Conduct and coordinate periodic business monitoring and LKCSA / BKCSA activities. Escalate issues to Department Head. Follow up on exceptional items / STRs, etc until resolution
Perform full process assurance for Front Office outputs in a timely and efficient manner whilst performing all necessary controls prior to processing
Provide training and consultancy, communicate new processes / procedure / policy to support Front Office staff in issues related to account opening and maintenance and operational procedures.
Initiate to liaise with relevant parties, e.g. Spoke, Compliance, Singapore Hub, etc. in migrating new and streamlining existing processes to maximize productivity and efficiency in PB
Prepare and distribute the regular AOD and PR MIS reports to PB Management Team,
Ad hoc projects from time to time
At least 3 years of experience in banking operations, account opening or client due diligence documentation review
Knowledge of the Bankâ€™s products, services, policies and procedures as well as regulatory requirements in the banking industry
Interpersonal skills â€ communicating effectively and provide value adding advice to others, influencing, supervising effectively
Ability to analyze situations, prioritize, implement processes and solve problem effectively
Candidate less experience can be considered Senior Officer
Interested parties please forward your CV in Word Format with current and expected salary to lyrioussze brshk.com and cc to info brshk.com