HFG, EA Licence No: 14C7034|
Due to growth of the business, this leading insurer has created a new headcount in the Compliance... To support the business in compliance matters, you will be required to assist in compliance in...
Compliance Manager. Assistant Compliance Manager. banking group. Description. Responsibilities... Permanent. Categories. Management. Regulatory Reporting, Software Development, Compliance. AML, Private...
Monitor implementation of an effective compliance training curriculum with support from Compliance Training ManagerImplement robust sales training and awareness program to enhance the compliance...
Assistant Actuarial Manager/ Actuarial Manager | Hong Kong, HK
Assistant Training Manager / Senior TrainingAssociate | Hong Kong, HK
Dah Sing Bank|
Main Responsibilities. Provide compliance advice to other parties. Conduct self assessment and gap... Candidates with more experience will be considered for Manager, Compliance...
Guosen Securities (HK) Financial Holdings Co Ltd|
Responsibilities. Handle and review customer risk assessment and conduct periodic review on high risk customer Review transaction monitoring alert and suspicious transaction report...
Assistant Client and Portfolio Management Manager. Global Banking. Financial Institutions Group... Assist to perform client management function and ensure onboarding related business compliance for...
The incumbent is primarily focus on performing the day to day investment compliance monitoring... Coordinate brokers approval requests from Traders and Portfolio Managers. Perform trade surveillance...
We are currently seeking a high caliber professional to join our team as Assistant Insurable Risk... Principal responsibilities. Assist and support the Regional Head of Insurable Risk Manager and Insurable...
CHINA MERCHANTS BANK CO LTD|
Products and services Good command of written and spoken English and Chinese (including Putonghua) Candidate with less experience will be considered as Assistant...
Interpreting mobility policies and procedures and ensuring relocation policy compliance... interpreting mobility policies and procedures and ensuring relocation policy compliance...
GF International Investment Management Limited|
We are looking for Senior Officer. Assistant Manager, Investment Operations to join our Investment... Prime Brokers and other service providers etc.) and internal parties (Legal and Compliance, Product...
MENTEX (ASIA) LIMITED|
Responsibilities. Direct report to Sales Manager. Prepare sales documents, order procurement Requirements. Post secondary (Bachelor Degree). 2 Year(s) Experience Required. Fluent Cantonese...
Nanyang Commercial Bank|
Assistant Financial Management Manager. Regulatory Reporting (Ref. GC8012 RR Efin) Prepare statutory... Assist in setting up, maintaining and improving financial compliance system and management information...
Hang Seng Bank Limited|
We are currently seeking a high calibre professional to join our Distribution Management Department as Assistant Retail Banking Sales Management Manager. Principal responsibilities Assist...
Standard Chartered Bank Hong Kong|
See our Brand and Values. We have an opportunity for an Assistant Project Manager in our Retail Banking... compliance and project governance requirements. 2. Manage project financials to ensure delivery within...
We are currently seeking a high caliber professional to join our team as Assistant Manager, Fund... Principal responsibilities. Responsible for accurate calculations checking, investment compliance...
Besteam Personnel Consultancy Limited|
At least 10 years experience in social compliance field. Degree in Engineering or Social Studies... In depth understanding of social compliance challenges across different countries. Knowledge in factory...
Assist in client on boarding, KYC and client acceptance procedures and prepare compliance reports... Conduct annual compliance reviews on existing client portfolio. Develop and implement risk management...
Names, country, vessel etc) are screened to comply with latest compliance control checking requirement... Compliance control requirements. Direct contribution to BNPP operational permanent control framework...
Job Description. To provide compliance related advice to business lines. To participate in development... To identify high risk areas and develop compliance monitoring mechanism to fulfill regulatory and...