Head of Compliance, Wholesale banking Description Reporting to the Regional Head of Legal and Compliance, you will be the appointed head of compliance for Hong Kong Wholesale banking and have responsibilities to manage a sizeable compliance team.
You will provide sounded and in-depth compliance advisory on regulatory policies and requirements whilst representing the Hong Kong business for regulatory matters to the regulators.
In addition, you will provide compliance advisory to business on the regulatory impact and perform gap analysis in related new regulations on various aspects.
As a senior member of the team, you are also responsible to conduct compliance training and to handle regulatory enquiries, surveys, onsite examinations and investigations.
You will also responsible to drive banking compliance initiatives from group and regional level. You are responsible to liaise with regulators such as HKMA and SFC, internal / external audits and Group Head Office compliance related enquiries.
This is an excellent opportunity for a high-calibre compliance specialist to take up an important role in the bank, working closely with the senior management team across the region.
To qualify, individuals must possess : Relevant university degree. Relevant post university degree or professional certification preferred Minimum 15+ years experience in Compliance, Legal or Regulatory function gained from the banking sector Solid and broad knowledge of Banking business across Corporate Banking, Transaction Banking, Wholesale Banking, Global Markets Equipped knowledge of laws and regulations in China / Hong Kong / Singapore applicable to covered products / services desirable Experience in interact with regulators like HKMA and SFC Demonstrable experience in identifying compliance and advising on, promoting, developing and implementing suitable controls, policies and procedures Demonstrable success in providing timely and prudent counsel and advice to management involving compliance and regulation requirement, matters and solutions Excellent written and verbal communication skills with fluency in English and Cantonese, Mandarin beneficial Country Hong Kong Company Banking company Salary US$200,000 -
US$250,000 Working Hours Full-Time Contract Permanent Categories Management / Regulatory Reporting, Commercial / Retail Banking, Compliance / AML, Legal Advisor / Counsel, Private Practice, Regulatory Affairs Industries null, null