Responsible Officer (Type1,4,9)
Besteam Personnel Consultancy Limited
Kowloon
8天前

Job description :

Act as Responsible Officer with management responsibilities to supervise the SFC regulated activities of the firm to ensure full regulatory compliance

Work as one of the members of an investment team on development of private equities funds and discretionary portfolio management service of the company

Requirements :

3 years solid experience in asset management relating to portfolio management and fund management in any one of the following areas : research, proprietary trading (with discretion) and / or private equity

Current holder of SFC unconditional Responsible Officer license for Type 1, Type 4, and Type 9 regulated activities preferred

Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control

Good presentation ability in English and Chinese; fluency in Putonghua is definitely an advantage

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